GLBA Compliance
In this course, you will be introduced to compliance for the Gramm-Leach-Bliley Act (GLBA). You will learn about privacy rule requirements, safeguards rule implementation, compliance roles and training, as well as audit and enforcement.

Course Content
Upon completing this course, you should be able to:
- Define GLBA’s purpose and scope; identify covered financial institutions
- Describe the Privacy, Safeguards, and Pretexting Rules and their obligations
- Distinguish key terms: NPI, affiliates, customers vs. consumers
- Summarize Privacy Rule duties: notices, opt-out rights, and data sharing limits
- Explain WISP elements, risk controls, vendor oversight, and Qualified Individual roles
- Clarify compliance roles, board oversight, and training requirements
- Review major enforcement actions and extract lessons from real-world cases














